Communications between the Independent Directors,the Internal Auditors,and the Independent Auditors

Communications between the Independent Directors and the Internal Auditors:

1. Regular-
  • The internal auditors email the monthly audit reports to the members of the Audit Committee every month. The members of the Audit Committee will reply via emails or phones for further inquiries or concerns.
  • The internal auditors present the findings of all audit reports in the quarterly meetings of the Audit Committee.
2. Irregular-
  • The head of Internal Audit report to the members of the Audit Committee when any material matters occur.

Communications between the Independent Directors and the Independent Auditors:

1. Regular-
  • The independent auditors present their findings of their review or audits on YFY’s semi-annual and annual financial reports.
2. Irregular-
  • Under applicable laws and regulations, the independent auditors are also required to immediately communicate to the Audit Committee any material matters that they have discovered.

Recent Communications between the Independent Directors, the Internal Auditors, and the Independent Auditors:

Please choose year:

Date Channel Attendees Topics
2018-11-09 Audit Committee Audit & Organization Optimum Team, Accounting Department, Financial Department, Corporate Controlling Office, Investment Department, and Legal Department

Internal audit report, 3rd quarter, 2018 2019 annual audit plan Financial statements and review report, 3rd quarter, 2018

2018-08-10 Audit Committee 1. Audit & Organization Optimum Team, Accounting Department, Financial Department, Corporate Controlling Office, Investment Department, and Legal Department 2. Certified Public Accountant

Internal audit report, 2nd quarter, 2018 Financial statements and review report, 2nd quarter, 2018 Report of the improvement status to the Special audit report of the internal control systems in specific scope

2018-05-11 Audit Committee Audit & Organization Optimum Team, Accounting Department, Financial Department, Corporate Controlling Office, and Legal Department

Internal audit report, 1st quarter, 2018 Financial statements and review report, 1st quarter, 2018

2018-03-20 Audit Committee 1. Audit & Organization Optimum Team, Accounting Department, Financial Department, Corporate Controlling Office, Investment Department, and Legal Department 2. Certified Public Accountant

Internal audit report, 4th quarter, 2017 Internal control statement report Special audit report of the internal control systems in specific scope Amendment to Internal Control Systems Financial statements and review report, 2017